Goodman & Nekvasil P.A., May Recover Investor Losses – Corey Douglas Ross (Cory Ross) Fired by LPL Financial LLC
From 2010 until Cory Ross’ firing in 2017, Cory Ross was licensed with LPL Financial LLC. Cory Ross is now licensed with Cetera Advisors LLC. According to FINRA’s records, Cory Ross was fired by LPL Financial LLC on April 27, 2017. LPL Financial LLC reported to FINRA that Cory Ross was accused of violating the Firm’s direct mutual fund business policy.
If you lost any money on investments with Cory Ross, you may be able to recover your losses from LPL Financial LLC and/or Cetera Advisors LLC. This is because LPL Financial LLC and Cetera Advisors LLC had a duty to supervise Cory Ross.
If you lost money on investments with Cory Ross and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or Cetera Advisors LLC concerning Cory Ross’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Cory Ross and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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