Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher George Taylor (Chris Taylor) Barred from Securities Industry and Permitted to Resign by Cambridge Investment Research, Inc.
From 2009 until Chris Taylor’s resignation in 2014, Chris Taylor was licensed with Cambridge Investment Research, Inc. Chris Taylor was subsequently licensed with Purshe Kaplan Sterling Investments. According to FINRA records, Chris Taylor resigned from Cambridge Investment Research, Inc. on September 23, 2014. Cambridge Investment Research, Inc. reported to FINRA that Chris Taylor was permitted to resign after Chris Taylor was accused of engaging in private securities transactions with a client without providing notice to and receiving approval from the firm. Chris Taylor claims he helped six clients purchase a warehouse in Charlotte, NC through their IRA accounts.
Subsequent to Chris Taylor’s resignation, FINRA brought a disciplinary action against Chris Taylor in 2016. Chris Taylor was ordered a bar from the securities industry. The findings state that Chris Taylor failed to respond to FINRA request for information.
If you lost any money on investments with Chris Taylor, you may be able to recover your losses from Cambridge Investment Research, Inc. and/or Purshe Kaplan Sterling Investments. This is because Cambridge Investment Research, Inc. and Purshe Kaplan Sterling Investments. had a duty to supervise Chris Taylor.
If you lost money on investments with Chris Taylor, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Cambridge Investment Research, Inc. and/or Purshe Kaplan Sterling Investments., concerning Chris Taylor’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Chris Taylor and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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