Goodman & Nekvasil P.A, May Recover Your Investment Losses – Chad Ryan Barancyk Suspended from Securities Industry
Since November 2014, Chad Barancyk has been licensed with First Allied Securities, Inc. Chad Barancyk was previously licensed with SII Investments, Inc. Chad Barancyk is also the president and founder of Naples Private Wealth (NPW). Chad Barancyk was recently suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA). According to FINRA, pursuant to Article VI, Section 3 of FINRA By-Laws, and FINRA Rule 9554, Chad Barancyk was suspended on June 27, 2017, for failure to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
If you lost any money on investments with Chad Barancyk, you may be able to recover your losses from SII Investments, Inc. and/or First Allied Securities, Inc. This is because SII Investments, Inc. and First Allied Securities, Inc. had a duty to supervise Chad Barancyk.
If you lost money on investments with Chad Barancyk and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against SII Investments, Inc. and First Allied Securities, Inc. concerning Chad Barancyk’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Chad Barancyk and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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