Bruce Barber – Financial Advisor Bruce Barber Barred from Securities Industry

Goodman & Nekvasil P.A., May Recover Losses on Private Placement | Bruce Barber Financial Advisor Bruce Barber Barred from Securities Industry 

Bruce Barber aka Bruce Page Barber CRD #3095959

From 2000 until Bruce Barber’s firing in 2017, Bruce Barber was licensed with Securities America, Inc. According to FINRA’s records, Bruce Barber was fired by Securities America, Inc. on February 3, 2017. Securities America, Inc. reported to FINRA that Bruce Barber was accused of soliciting customers to purchase an unapproved securities product involving a private placement and participating in an unapproved outside business activity.

Subsequent to Bruce Barber’s firing by Securities America, Inc., FINRA investigated Bruce Barber and brought a disciplinary action against Bruce Barber. Bruce Barber was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 5, 2017. FINRA reports that Bruce Barber refused to provide documents and information requested by FINRA in connection with FINRA’s investigation concerning Bruce Barber’s service as an advisor to the Board of Directors for “ABC, LLC,” for which Bruce Barber was compensated with warrant, and for soliciting 15 Securities America, Inc. customers to invest in “ABC, LLC’s” private securities offering.

If you lost any money on investments, including private placements, with Bruce Barber, you may be able to recover your losses from Securities America, Inc. This is because Securities America, Inc. had a duty to supervise Bruce Barber.  

If you lost money on investments, including private placements with Bruce Barber and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc. concerning Bruce Barber’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments, including private placements with Bruce Barber and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: FINRA, Bruce Page Barber, Bruce Barber, Securities America, ABC LLC, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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