Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Scott Palkowitsh (Brian Palkowitsh) Licensed with Transamerica Financial Advisors, Inc.
Brian Palkowitsh has been licensed with Ameriprise Financial Services, Inc. since 2014. Brian Palkowitsh was previously licensed with Transamerica Financial Advisors, Inc. from 1996 to 2014. FINRA reports that an arbitration claim was filed involving Brian Palkowitsh’s conduct with Transamerica Financial Advisors, Inc., alleging Brian Palkowitsh misrepresented how the rate of return would affect the contract value, the timing of future deposits and how the withdrawals would affect the contract. This arbitration claim settled for $147,500, with Brian Palkowitsh contributing $43,700 to the settlement.
If you lost any money on investments with Brian Palkowitsh, you may be able to recover your losses from Ameriprise Financial Services, Inc. and/or Transamerica Financial Advisors, Inc. This is because Ameriprise Financial Services, Inc. and Transamerica Financial Advisors, Inc. had a duty to supervise Brian Palkowitsh.
If you lost money on investments with Brian Palkowitsh and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Transamerica Financial Advisors, Inc. and/or Ameriprise Financial Services, Inc. concerning Brian Palkowitsh’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Brian Palkowitsh and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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