Goodman & Nekvasil P.A., May Recover Investor Losses – Barbara Jane Delponte (Barbara DelPonte) a/k/a Barbara Leclair Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated
From 2000 until Barbara DelPonte’s firing in 2017, Barbara DelPonte was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Barbara DelPonte now works for Ameriprise Financial Services, Inc. According to FINRA’s records, Barbara DelPonte was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on May 9, 2017. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Barbara DelPonte was accused of conduct involving alteration of client documents.
If you lost any money on investments with Barbara DelPonte, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ameriprise Financial Services, Inc. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ameriprise Financial Services, Inc. had a duty to supervise Barbara DelPonte.
If you lost money on investments with Barbara DelPonte and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith and/or Ameriprise Financial Services, Inc. concerning Barbara DelPonte’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Barbara DelPonte and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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