Anthony Cummings – Financial Advisor Anthony Cummings Barred from Securities Industry

Anthony Cummings – Financial Advisor Anthony Cummings Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Anthony Cummings CRD #4425912

From 2002 until Anthony Cummings’ firing in 2016, Anthony Cummings was licensed with Edward Jones. According to FINRA’s records, Anthony Cummings was fired by Edward Jones on July 28, 2016. Edward Jones reported to FINRA that the Anthony Cummings was accused of borrowing money from a Firm client without the Firm’s knowledge.

Subsequent to Anthony Cummings’ firing by Edward Jones. FINRA investigated Anthony Cummings and brought a disciplinary action against Anthony Cummings. Anthony Cummings was barred from the securities and investment banking industry on May 9, 2017. FINRA reports that Anthony Cummings consented to the sanction and to the entry of findings that Anthony Cummings converted funds from a customer of Anthony Cummings’ member firm. The findings stated that Anthony Cummings solicited $60,000 from the customer for personal expenses and the funds came directly from the customer’s account at the firm. According to FINRA, Anthony Cummings kept the funds and failed to repay Anthony Cummings’ customer. According to FINRA, Anthony Cummings acted unethically by accepting the funds without the means or intent to repay the customer.

FINRA reports that a complaint involving Anthony Cummings’ conduct with Edward Jones was filed, with the client alleging she loaned Anthony Cummings approximately $70,000. This complaint was settled for $99,500.

If you lost any money on investments or loans with Anthony Cummings, you may be able to recover your losses from Edward Jones. This is because Edward Jones had a duty to supervise Anthony Cummings.

If you lost money on investments or loans with Anthony Cummings and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Edward Jones concerning Anthony Cummings’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments or loans with Anthony Cummings and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   


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