Goodman & Nekvasil P.A, May Recover Investor Losses – Andrew Jason Schroeder (AJ Schroeder) Formerly Licensed with Cetera Advisors LLC
From 2012 until 2014, AJ Schroeder was licensed with Cetera Advisors LLC. FINRA reports that four arbitration claims/complaints were filed alleging sales practice violations against AJ Schroeder. The claims alleged unsuitable investments, negligence and churning. Each of these claims/complaints were settled.
If you lost any money on investments with AJ Schroeder, you may be able to recover your losses from Cetera Advisors LLC. This is because Cetera Advisors LLC had a duty to supervise AJ Schroeder.
If you lost money on investments with AJ Schroeder, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Cetera Advisors LLC concerning AJ Schroeder’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with AJ Schroeder and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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