Nathan Bartow – Financial Advisor Nathan Bartow Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Nathan Bartow CRD #4805130
Nathan Bartow was licensed with Fifth Third Securities from 2013 to 2016. Nathan Bartow was discharged from Fifth Third Securities on April 6, 2016. Fifth Third Securities, Inc. reported to FINRA that Fifth Third Securities terminated Nathan Bartow for failure to provide complete information concerning an outside business activity.
Nathan Bartow was barred from the securities and investment banking industry on June 16, 2016. FINRA reports that Nathan Bartow consented to the sanction and to the entry of findings that Nathan Bartow failed to provide FINRA with requested documents and information related to an investigation into allegations that he negligently managed and converted a customer’s investment assets.
If you lost any money on investments with Nathan Bartow, you may be able to recover your losses from Fifth Third Securities, Inc. This is because Fifth Third Securities, Inc. had a duty to supervise Nathan Bartow.
If you lost money on investments with Nathan Bartow and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Fifth Third Securities, Inc. concerning Nathan Bartow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Nathan Bartow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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