MOHAMMED A SALIM – Former MORGAN STANLEY Broker Barred by FINRA – May Recover Investor Losses
Former MORGAN STANLEY Broker, Mohammed A Salim Barred by FINRA.
Mohammed Arif Salim, Mohammed Salim
CRD#: 7126671
Mohammed Arif Salim (CRD#: 7126671), a previously employed investment adviser for MORGAN STANLEY in New York, NY, consented to a a bar from associating with any FINRA member in all capacities.
Without admitting or denying the findings, Salim consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into the circumstances giving rise to a Form U5 filed by his member firm. The findings stated that the firm filed the Form U5 on Salim’s behalf disclosing that it had terminated his registration due to concerns related to unauthorized sales, and funds transfers from a customer’s account to the representative’s creditors. Although Salim initially cooperated with FINRA’s investigation, he ultimately ceased doing so.
Former MORGAN STANLEY Broker, Mohammed A Salim Barred by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 7/07/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.