GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MITCHELL BRIAN WALK LICENSED WITH KESTRA INVESTMENT SERVICES, LLC
Since January 2001, Mitchell Walk has been licensed with Kestra Investment Services, LLC. FINRA reports that two arbitration claims have been filed, alleging that Mitchell Walk made unsuitable investment recommendations which Kestra Investment Services, LLC failed to supervise and/or alleges misrepresentations and other causes of action in connection with the sale of various alternative investments in approximately August 2014 by Mitchell Walk. These two pending arbitration claims involving Mitchell Walk seek $350,000 and $72,000.
FINRA also reports that a previous arbitration claim involving Mitchell Walk’s conduct was settled in 2014 for $77,500.
If you lost any money on investments with Mitchell Walk, you may be able to recover your losses from Kestra Investment Services, LLC. This is because Kestra Investment Services, LLC has a duty to supervise Mitchell Walk.
If you lost money on investments with Mitchell Walk and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Kestra Investment Services, LLC concerning Mitchell Walk’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Mitchell Walk and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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