Mikey Tanha – Financial Advisor Mikey Tanha Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Mikey Tanha aka Michael Tanha CRD #6022108
Mikey Tanha was formerly licensed with Merrill Lynch and Northwestern Mutual Investment Services. FINRA reports that Mikey Tanha was suspended from the securities industry for ten months and fined $15,000 in May 2019.
According to FINRA: Between January 2015 and May 2017, while Mikey Tanha was registered with Merrill Lynch, Mikey Tanha engaged in five outside business activities without providing prior written notice to the Firm, in violation of FINRA Rules 3270 and 2010. In connection with two of those outside business activities, Mikey Tanha participated in private securities transactions, the sale of which totaled $500,000, without providing prior written notice to or receiving approval from the Firm, in violation of NASD Rule 3040 and FINRA Rules 3280 and 2010.
If you lost money on investments with Mikey Tanha and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mikey Tanha’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mikey Tanha and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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