MIKE GINESTRO – MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker Has An Investor Complaint – May Recover Investor Losses
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker, MIKE GINESTRO Has An Investor Complaint.
MIKE GINESTRO, Michael Ginestro
CRD#: 2468911
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
MICHAEL FREDERICK GINESTRO (CRD#: 2468911), an investment adviser for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in LOS ANGELES, CA, has an investor complaint. According to Ginestro’s FINRA BrokerCheck report, Claimant alleges unsuitable investment strategy, misrepresentation, omission of material facts and failure to act in their best interest from 2019 to 2023.
The claimant is requesting $2,400,000.00 for alleged damages.
MIKE GINESTRO – MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker Has An Investor Complaint – May Recover Investor Losses
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/10/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.