Michael Taylor Shuttlesworth (Michael Shuttlesworth), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses | Michael Taylor Shuttlesworth (Michael Shuttlesworth), Financial Advisor Barred from Securities Industry 

From 2010 until Michael Shuttlesworth’s resignation in 2015, Michael Shuttlesworth was licensed with Crown Capital Securities, L.P. According to FINRA records, Michael Shuttlesworth resigned from Crown Capital Securities, L.P. on December 19, 2015. Crown Capital Securities, L.P. reported to FINRA that Michael Shuttlesworth was permitted to resign after failing to properly report five outstanding liens and one judgement on form U-4.

Subsequent to Michael Shuttlesworth’s firing, FINRA brought a disciplinary action against Michael Shuttlesworth in 2016. FINRA reports that Michael Shuttlesworth was barred from the securities industry because Michael Shuttlesworth failed to respond to FINRA’s request for information.

FINRA reports an arbitration claim/complaint was filed alleging sales practice violations against Michael Shuttlesworth. The claim alleged lack of suitability, failure to supervise, breach of fiduciary duty, negligence and fraud relating to transaction placed in claimant’s brokerage account. The claim was settled for $150,000.

If you lost any money on investments with Michael Shuttlesworth, you may be able to recover your losses from Crown Capital Securities, L.P. This is because Crown Capital Securities, L.P. had a duty to supervise Michael Shuttlesworth.

If you lost money on investments with Michael Shuttlesworth and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Crown Capital Securities, L.P., concerning Michael Shuttlesworth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with Michael Shuttlesworth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

Contact Us Today!

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