Michael Sears – Arbitration Claims Filed Involving Financial Advisor Michael Sears

Michael Sears – Arbitration Claims Filed Involving Financial Advisor Michael Sears | Goodman & Nekvasil, P.A. May Recover Investor Losses

Michael Sears CRD #2205917

Since December 2006, Michael Sears has been licensed with Questar Capital Corporation. FINRA reports that two arbitration claims have been filed during Michael Sears’ employment with Questar Capital Corporation, alleging unsuitable subaccount allocations and/or that due to misinformation provided by Michael Sears and the sponsor company, Jackson National Life, the client will lose $224,337 in income for the life of a variable annuity. These claims were settled by Questar Capital Corporation and/or Michael Sears for $53,500 and $40,000.  

If you lost any money on investments with Michael Sears, you may be able to recover your losses from Questar Capital Corporation. This is because Questar Capital Corporation had a duty to supervise Michael Sears.

If you lost money on investments with Michael Sears and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Questar Capital Corporation concerning Michael Sears’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Michael Sears and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

 

Keywords: Michael Sears, Sears, Questar, Questar Capital, Questar Capital Corporation, Investment, FINRA, brokerage, securities, securities attorney, attorney, goodman and nekvasil, goodman, nekvasil, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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