Michael S Fisher – Former AMERIPRISE Broker Has An Investment Complaint – May Recover Losses
Michael S Fisher – Former AMERIPRISE Broker Has An Investment Complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Michael S Fisher
MICHAEL FISHER
CRD#: 4056114
MICHAEL FISHER (CRD#: 4056114), a former broker with AMERIPRISE FINANCIAL SERVICES, LLC in MELVILLE, NY, has an investment complaint. According to Fisher’s FINRA BrokerCheck report, Claimants allege their advisor engaged in unsuitable trading in their discretionary investment accounts during 2025 resulting in losses and significant tax liabilities. Claimants also allege that Ameriprise failed to act in the Claimants’ best interests, misrepresented account performance, failed to disclose material tax consequences, breached fiduciary duties, improperly managed discretionary accounts, and failed to adequately supervise their advisor. They request compensatory damages between $500,000 and $1,000,000.
The claimants are requesting $1,000,000.00 for alleged damages.
Goodman & Nekvasil, P.A. represents investors seeking recovery through FINRA arbitration.
Investors who believe they suffered losses after recommendations by their financial adviser can contact Goodman & Nekvasil, P.A. at 800-500-4442 for a free evaluation of their potential investment loss claim.
Michael S Fisher – Former AMERIPRISE Broker Has An Investment Complaint.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $600 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/5/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.