Michael Minghenelli – Financial Advisor Michael Minghenelli Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael Minghenelli CRD #6067409
Michael Minghenelli was licensed with Merrill Lynch from 2012 to 2017. FINRA reports that Michael Minghenelli was named a respondent in a FINRA complaint alleging that Michael Minghenelli converted approximately $200 from his member firm by taking a cash advance against a corporate credit card issued by a bank affiliated with the firm. The complaint alleges that the cash advance was unrelated to any business purpose and made in contravention of the firm’s written policies and procedures. FINRA reports that Michael Minghenelli falsely represented to his firm that he had not made the cash advance and subsequently called the credit card issuer and reported the automated teller machine (ATM) fraud on his corporate credit card. FINRA reports that Michael Minghenelli denied having made the cash advance transaction until he was advised that security cameras had captured his image using the ATM at the time and place of the transaction. The complaint also alleges that Michael Minghenelli failed to provide documents and information requested by FINRA during its investigation into the allegations of conversion.
If you lost money on investments with Michael Minghenelli and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael Minghenelli’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Minghenelli and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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