Michael Johnson – Financial Advisor Michael Johnson Barred from Securities Industry

Michael Johnson – Financial Advisor Michael Johnson Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Michael Johnson aka Michael Eric Johnson CRD #2261413

Michael Johnson was a previously licensed financial advisor with United Planners’ Financial Services of America and LPL Financial LLC. According to FINRA, Michael Johnson was barred from the securities industry in October 2018.

ACCORDING TO FINRA: Michael Johnson refused to provide documents and information requested pursuant to FINRA Rule 8210. By virtue of this misconduct, Michael Johnson has violated FINRA Rules 8210 and 2010.

According to Michael Johnson’s CRD, Michael Johnson was discharged from United Planners Financial Services of America in June 2019. According to Michael Johnson’s CRD, Michael Johnson was allegedly listed as a beneficiary on a non-family related client account.

If you lost money on investments with Michael Johnson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael Johnson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Johnson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Michael Johnson, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Michael Johnson

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