MICHAEL GRAHAM Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
LPL FINANCIAL LLC investment adviser, MICHAEL GRAHAM Has An Investor Complaint.
CRD#: 3263494
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
MICHAEL CLIFFORD GRAHAM (CRD#: 3263494), a registered representative for LPL FINANCIAL LLC, in EL PASO, TX, has a pending investor complaint. According to GRAHAM’s FINRA BrokerCheck report, Customer alleges that an investment made in 2023 was unsuitable for the customer’s investment objectives and risk tolerance and that the registered representative engaged in securities transactions away from the firm.
The claimant is requesting $276,200.00 for alleged damages.
Brokers who have bought, sold, or solicited securities without the formal approval of their brokerage firms have engaged in “selling away” from the firm. Such securities are generally not recorded on the firms’ books and are not monitored and supervised by the firms. Selling away violates FINRA rules and other securities laws and poses significant risks to investors.
MICHAEL GRAHAM Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.