Michael Gilhooly – Michael James Gilhooly, Formerly Licensed with RJJ Pasadena Securities, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Michael Gilhooly was licensed with RJJ Pasadena Securities, Inc. from 2001 to 2017. Michael Gilhooly was barred from the securities and investment banking industry on July 16, 2018. FINRA reports that Michael Gilhooly consented to the sanction and to the entry of findings that Michael Gilhooly refused to refused to appear for on-the-record testimony requested by FINRA. The findings stated that FINRA began an examination of the trading activity in the accounts of Gilhooly and one of his customers to determine whether Gilhooly engaged in conduct that violated federal securities laws or regulations or FINRA rules.
If you lost any money on investments with RJJ Pasadena Securities, Inc., you may be able to recover your losses from RJJ Pasadena Securities, Inc. This is because RJJ Pasadena Securities, Inc. had a duty to supervise Michael Gilhooly.
If you lost money on investments with Michael Gilhooly and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against RJJ Pasadena Securities, Inc. concerning Michael Gilhooly’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Gilhooly and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.