Michael Dennis Jackson was formerly licensed with Securities America, Inc. from 2009 to 2017. FINRA reports that Michael Dennis Jackson was suspended from the securities industry in 2018. FINRA reports that Michael Dennis Jackson failed to respond to FINRA request for information.
FINRA reports that Michael Dennis Jackson was discharged from Securities America, Inc. in October 2017. Securities America, Inc. reported to FINRA that Michael Dennis Jackson violated Firm’s policies and procedures by engaging in discretionary trading in a client’s account held away from the Firm.
FINRA also reports that three complaints involving Michael Dennis Jackson’s conduct were filed, alleging overconcentration relating to an unsuitable investment, negligence, breach of fiduciary duty, misrepresentation, breach of contract and/or poor investment strategy. These three complaints were all settled, with one complaint settling for $66,500.
If you lost any money on investments with Michael Dennis Jackson, you may be able to recover your losses from Securities America, Inc. This is because Securities America, Inc. had a duty to supervise Michael Dennis Jackson.
If you lost money on investments with Michael Dennis Jackson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc. concerning Michael Dennis Jackson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Dennis Jackson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.