Michael D’Aquila – Financial Advisor/Broker Michael D’Aquila Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael D’Aquila CRD #6541088
Michael D’Aquila was a formerly licensed financial advisor with Merrill Lynch. According to FINRA, Michael D’Aquila was barred from the securities industry in October 2019.
According to FINRA Allegations:
Michael D’Aquila refused to appear for testimony in violation of FINRA Rules 8210 and 2010.
According to Michael D’Aquila’s CRD:
Michael D’Aquila was discharged from Merrill Lynch in December, 2018. Merrill Lynch reported allegations of conduct inconsistent with Firm standards related to personal bank accounts and failure to be forthcoming during the Firm’s review of the matter.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Michael D’Aquila and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael D’Aquila’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael D’Aquila and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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