Michael Cody Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A.

Michael Cody Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses

Former PRUCO SECURITIES, LLC. broker, Michael Cody Is the Subject of a FINRA Investigation alleging failure to supervise unsuitable sales of illiquid securities.

Michael John Cody
Michael Cody
CRD#: 5056324

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

Michael John Cody (CRD#: 5056324), a former broker for PRUCO SECURITIES, LLC. in Melville, NY, is the subject of a FINRA Investigation.

FINRA made a preliminary determination to recommend that disciplinary action be brought against Michael Cody alleging violation of FINRA Rules 3110 and 2010 in that Cody failed to supervise unsuitable sales of illiquid securities.

Michael John CodyMichael Cody CRD#: 5056324

Michael Cody Is the Subject of a FINRA Investigation.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 10/24/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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