MEREDITH WEBBER Terminated After RAYMOND JAMES FINANCIAL SERVICES, INC. Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
MEREDITH WEBBER Terminated After RAYMOND JAMES FINANCIAL SERVICES, INC. Allegations.
MEREDITH ARCHER WEBBER
MEREDITH ARCHER LUCE
CRD#: 2435263
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your broker.
MEREDITH ARCHER WEBBER (CRD#: 2435263), a former broker for RAYMOND JAMES FINANCIAL SERVICES, INC. in Cobleskill, NY, was terminated by her former employer. According to RAYMOND JAMES FINANCIAL SERVICES, INC., Individual alleged to have failed to follow firm procedures and FINRA Rule 3240 with respect to receipt of loan from customer.
Webber was recently named in a FINRA complaint. According to the FINRA complaint, Respondent Meredith Webber failed to respond to requests for documents and information that FINRA made pursuant to FINRA Rule 8210 and failed to provide on-the-record (“OTR”) testimony that FINRA requested pursuant to FINRA Rule 8210 as part of FINRA’s investigation into whether Webber misappropriated funds from two elderly customers. As a result, Webber violated FINRA Rules 8210 and 2010.
Update: Webber Barred by FINRA
Webber was named a respondent in a FINRA complaint alleging that she failed to respond to FINRA’s requests for documents and information and failed to provide on-the-record testimony requested by it as part of its investigation into whether she misappropriated funds from two elderly customers. Webber was ultimately barred from associating in any capacity with any FINRA member.
MEREDITH WEBBER Terminated After RAYMOND JAMES FINANCIAL SERVICES, INC. Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/6/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.