MATTHEW TURNER Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
WESTPARK CAPITAL, INC. broker, MATTHEW TURNER Suspended After FINRA Allegations.
MATTHEW IAN TURNER (CRD#: 4114088), a registered representative for WESTPARK CAPITAL, INC. in BOCA RATON, FL, consented to a five-month suspension from associating with any FINRA member in all capacities, and ordered to pay restitution of $27,415.75.
According to Turner’s FINRA BrokerCheck Report, Between September 2018 and December 2020, Turner recommended trading in accounts held by three customers that was excessive, unsuitable, and not in their best interest. By this conduct, Turner willfully violated Rule I 5!-1 (a)(I) under the Securities Exchange Act of 1934 (Reg Bl) (for conduct on and after June 30, 2020), violated FINRA Rule 2111 (for conduct prior to June 30, 2020), and violated FINRA Rule 2010.
MATTHEW TURNER Suspended After FINRA Allegations.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/28/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.