Martin Waldman – Arbitration Claim Filed Involving Financial Advisor Martin Waldman | Goodman & Nekvasil, PA May Recover Investor Losses
Martin Waldman CRD #4566228
Since May 2009, Martin Waldman has been licensed with Raymond James & Associates, Inc. FINRA reports that an arbitration claim was filed during Martin Waldman’s employment with Raymond James & Associates, Inc. alleging overconcentration, suitability, breach of fiduciary duty, negligence and breach of contract while Martin Waldman was with Raymond James & Associates, Inc. This arbitration claim involving Martin Waldman’s conduct with Raymond James & Associates, Inc. was settled.
FINRA also reports that an arbitration claim involving Martin Waldman’s conduct with Raymond James & Associates, Inc. is currently pending. This claim alleges unsuitable investment recommendations, breach of regulatory requirements, breach of fiduciary duty, negligence, gross negligence, breach of contract, and unauthorized trading while Martin Waldman was with Raymond James & Associates, Inc. This pending arbitration claim seeks damages of $1,500,000.
If you lost any money on investments with Martin Waldman, you may be able to recover your losses from Raymond James & Associates, Inc. This is because Raymond James & Associates, Inc. had a duty to supervise Martin Waldman.
If you lost money on investments with Martin Waldman and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Raymond James & Associates, Inc. concerning Martin Waldman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Martin Waldman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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