Mark Wolpert Has An Investor Complaint – May Recover Investor Losses

Mark Wolpert Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

MML INVESTORS SERVICES, LLC Investment Adviser, Mark Wolpert has an investor complaint. 

CRD#: 2692529
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

MARK DAVID WOLPERT (CRD#: 2692529), a registered broker for MML INVESTORS SERVICES, LLC in Plymouth, MN, has an investor complaint.  According to Wolpert’s FINRA BrokerCheck report, The complainant alleges that his registered representative misrepresented, and sold him illiquid, unsuitable, complex alternative investments, disguised as a suitable investment strategy, on or about January 28, 2015, and has suffered damages of approximately $50,000.



Mark David Wolpert has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/22/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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