Mark Lewton Hopkins (Mark Hopkins) – Financial Advisor/Broker Mark Hopkins Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Mark Lewton Hopkins (Mark Hopkins) CRD #2653473
Mark Hopkins was a formerly licensed financial advisor with American Portfolios Financial Services, Inc. According to Mark Hopkins’ BrokerCheck report, Mark Hopkins was barred from the securities industry in May 2019.
According to FINRA:
Mark Hopkins consented to the sanction and to the entry of findings that Mark Hopkins refused to produce documents and information requested by FINRA in connection with its investigation relating to the issues disclosed in his Form U5.
According to Mark Hopkins’ BrokerCheck Report:
A customer dispute alleging sales practice violations against Mark Hopkins is currently pending. This customer dispute alleges Mark Hopkins solicited $500,000 purportedly for an investment away from APFS and utilized the funds for his own purposes. This customer dispute is pending and seeks $500,000 in damages.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Mark Hopkins and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mark Hopkins’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Hopkins and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/23/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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