Mark Lamkin – Financial Advisor Mark Lamkin Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Mark Lamkin CRD #2121510
From 2001 until Mark Lamkin’s discharge in 2018, Mark Lamkin was licensed with LPL Financial LLC. According to FINRA’s records, Mark Lamkin was discharged from LPL Financial LLC on August 17, 2018. LPL Financial LLC reported to FINRA that Mark Lamkin allegedly received and/or benefitted from loans from LPL Financial LLC customers, failed to disclose and inadequately disclosed outside business activities, and personally engaged in and solicited other investors to participate in private investments without obtaining Firm approval.
FINRA reports that a complaint involving Mark Lamkin’s conduct with LPL Financial LLC was filed alleging excessive selling of annuities, misrepresenting or failing to disclose material facts, unsuitability of products and alteration of account profiles. This complaint is currently pending and alleges $153,554 in damages.
If you lost any money on investments with Mark Lamkin, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Mark Lamkin.
If you lost money on investments with Mark Lamkin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Mark Lamkin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered approximately $170 million on behalf of victimized investors. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC.
If you lost money on investments with Mark Lamkin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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