Mark Koestner – Financial Advisor Mark Koestner, Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Mark Koestner CRD #1302960
Mark Koestner was licensed with Wells Fargo Advisors, LLC from 2000 to 2014. Mark Koestner was barred from the securities and investment banking industry on April 18, 2016. FINRA reports that Mark Koestner consented to the sanction and to the entry of findings that Mark Koestner failed to appear for a FINRA-requested on-the-record interview in connection with an investigation into allegations that Mark Koestner engaged in a private securities transaction or an outside business activity or both.
If you lost any money on investments with Mark Koestner, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Mark Koestner.
If you lost money on investments with Mark Koestner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Mark Koestner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Koestner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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