Louis Goff charged with FRAUD by the SEC  – May Recover Investor Losses

Louis Goff charged with FRAUD by the SEC  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former WELLS FARGO CLEARING SERVICES, LLC, broker, Louis Goff charged with FRAUD by the SEC.

LOUIS PETER GOFF
CRD#: 4882759

Call 800-500-4442 if you purchased POD Solutions, LLC (“PODS”) or Edger Solutions, LLC (“Edger”).  

Louis Peter Goff (CRD#4882759), a former registered broker and financial adviser for WELLS FARGO CLEARING SERVICES, LLC of Salt Lake City, Utah, has agreed to pay a civil penalty of  $60,000, according to a recent SEC order.

The Commission’s complaint alleged that Goff made false statements about investors’ account values.

 

Louis Peter Goff

Louis Goff Fraud Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have recommended fraudulent investments to their clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 03/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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