LI Kelly Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former HSBC SECURITIES (USA) INC. investment adviser, LI Kelly Has An Investor Complaint.
LI DING
CRD#: 6115397
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
LI DING (CRD#: 6115397), a registered representative for LPL ENTERPRISE, LLC, in Forest Hills, NY, has a pending investor complaint. According to Kelly’s FINRA BrokerCheck report, Claims loss due to corporate bond investment in which issuer declared bankruptcy, claiming breach of contract, breach of fiduciary duty, vicarious liability. Investments were made in 2019-2020.
The claimant is requesting $100,000.00 for alleged damages.
LI Kelly was formerly registered with NI ADVISORS, 07/23/2019 – 10/04/2023.
LI Kelly Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 2/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.