Leonard Kuczynski, Financial Advisor Leonard Kuczynski Suspended from Securities Industry

Leonard Kuczynski, Financial Advisor Leonard Kuczynski Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Leonard Kuczynski CRD #863341

Leonard Kuczynski is a financial advisor who was previously licensed with Innovation Partners LLC. According to FINRA, Leonard Kuczynski was fined $10,000 and was suspended from the securities industry for four months in August 2019.

According to FINRA allegations:

While associated with Innovation, Leonard Kuczynski engaged in three separate outside business activities (“OBAs”) for compensation without providing required, prior written notice to the Finn. The undisclosed OBAs were as follows:

• Between February 2013 and sometime in 2014, he mentored a colleague and partnered with him to write insurance despite representing in writing to the Firm in 2014 that Leonard Kuczynski would not do so without advance approval.

• Between 2014 and August 2017, he sold fixed annuities.

• Finally, between 2015 and 2016, he worked for another company through which he sold alternative income products to non-Finn customers.

Each of the above activities were outside the scope of the relationship with his Finn. Moreover, two of the OBAs were contrary to certifications on his 2015 and 2016 annual compliance questionnaires that he was not engaged in such activity. By reason of the foregoing, Leonard Kuczynski violated FINRA Rules 3270 and 2010.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Leonard Kuczynski and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Leonard Kuczynski’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Leonard Kuczynski and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Leonard Kuczynski, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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