Lawrence Roberson – Lawrence Randolph Roberson, Financial Advisor Barred from Securities Industry

Lawrence Roberson – Lawrence Randolph Roberson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A.  May Recover Losses

Lawrence Roberson CRD # 1347434

Lawrence Roberson was previously registered with Capital City Securities, LLC in Detroit, Michigan. According to Lawrence Roberson’s CRD, Lawrence Roberson was permanently barred by FINRA based on allegations such as willfully violating Section 10(b) of the Securities Exchange Act of 1934, Rule 10b-5 thereunder, and FINRA Rules 2020 and 2010. FINRA alleges that Lawrence Roberson made material misrepresentations and omissions in the same of a bond debenture to a customer when the purported investment was not a genuine security, and that Lawrence Roberson did not invest the customer’s funds in the non-existent bond debenture and instead converted the funds to pay for his personal expenses.

If you lost any money on investments with Lawrence Roberson, you may be able to recover your losses from Capital City Securities, LLC. If you lost money on investments with Lawrence Roberson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Capital City Securities, LLC concerning Lawrence Roberson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Lawrence Roberson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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