Lawrence Rice Discharged After Employer Allegations  – May Recover Investor Losses

Lawrence Rice Discharged After Employer Allegations  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former CENTAURUS FINANCIAL, INC. broker, Lawrence Rice discharged after employer allegations.

CRD#: 375304

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

LAWRENCE ROGER RICE (CRD#: 375304), a  formerly registered broker for CENTAURUS FINANCIAL, INC., in Lauderdale by the Sea, FL,  was permitted to resign by his employer. Rice’s employer alleged  that THE REGISTERED REPRESENTATIVE FAILED TO TIMELY DISCLOSE A PENDING CIVIL ACTION IN WHICH HE WAS NAMED, AS PER FIRM POLICY AND INDUSTRY REGULATIONS.

Lawrence Rice Permitted to Resign After Employer Allegations


Goodman & Nekvasil, P.A., is investigating brokers who may have exercising unauthorized discretion in customer accounts. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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