Lawrence Brockman Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former MOORS & CABOT, INC. financial advisor, Lawrence Brockman suspended by FINRA after employer allegations.
LAWRENCE RICHARD BROCKMAN (CRD#: 1126810), a former broker for MOORS & CABOT, INC. in POLAND, OH, is suspended from selling securities. According to Brockman’s FINRA BrokerCheck report, Brockman consented to the sanctions and to the entry of findings that he borrowed $22,500 from his customer at his member firm to pay for his personal expenses without providing prior notice to, or obtaining written pre-approval from, the firm.
Lawrence Brockman suspended by FINRA after employer allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.