Larry Michaels Is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A. May Recover Investor Losses
CROWN CAPITAL SECURITIES, L.P. investment adviser, Larry Michaels Is the Subject of a FINRA Investigation.
LARRY JOSEPH MICHAELS (CRD#: 4351477), a registered broker for CROWN CAPITAL SECURITIES, L.P. in SANTA ANA, CA, is the subject of a FINRA Investigation. FINRA is alleging that Michaels exercised discretion without prior written authorization and violation of FINRA Rules 3270 and 2010 for his undisclosed outside business activities.
Larry Michaels is the subject of a FINRA investigation.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.