Larry Fawcett – Financial Advisor Larry Fawcett Barred from Securities Industry

Larry Fawcett – Financial Advisor Larry Fawcett Barred from Securities Industry​ | Goodman & Nekvasil P.A., May Recover Investor Losses

Larry Fawcett aka Lawrence Fawcett CRD #5851474

Larry Fawcett was licensed with Westpark Capital, Inc. from 2015 to 2018. Larry Fawcett was previously licensed with Salomon Whitney Financial from 2013-2015. WestPark Capital, Inc. reported to FINRA that Larry Fawcett was discharged on March 2, 2018. WestPark Capital, Inc. reported to FINRA that Larry Fawcett allegedly conducted business from a non-disclosed location and made false representations to the firm.

Larry Fawcett was barred from the securities and investment banking industry on March 26, 2018. FINRA reports that Larry Fawcett consented to the sanction and to the entry of findings that Larry Fawcett failed to produce documents and information requested by FINRA and failed to appear for on-the-record testimony, in connection with an investigation regarding his outside business activities.

If you lost any money on investments with Larry Fawcett, you may be able to recover your losses from Westpark Capital, Inc. and/or Solomon Whitney Financial. This is because Westpark Capital, Inc. and Solomon Whitney Financial had a duty to supervise Larry Fawcett.

If you lost money on investments with Larry Fawcett and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Westpark Capital, Inc. and/or Solomon Whitney Financial concerning Larry Fawcett’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Larry Fawcett and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Larry Fawcett, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Larry Fawcett

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