KYLE LINDNER Has A Pending Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former STATE FARM VP MANAGEMENT CORP. broker, KYLE LINDNER has a pending investor complaint.
CRD#: 5421697
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
KYLE LINDNER (CRD#: 5421697), a former registered representative for STATE FARM VP MANAGEMENT CORP. in Katy, TX, has a pending investor complaint. According to Lindner’s FINRA BrokerCheck report, Customer is alleging that her Agent recommended she speak with another of his clients who was presenting an investment opportunity that the Agent themselves had participated in.
The customer is requesting $142,000.00 for alleged damages.
When a financial advisor or broker conducts securities transactions or offers investment opportunities not sanctioned or authorized by their employing brokerage firm this is considered selling away. Selling away is prohibited under the rules of the Financial Industry Regulatory Authority (FINRA), particularly FINRA Rule 3040, as well as other securities laws. The most common securities sold away from brokerage firms are fraudulent investments, private placements and promissory notes.
KYLE LINDNER has a pending investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.