Kyle Chapman Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A.

Kyle Chapman Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

FOUNDATIONS INVESTMENT ADVISORS LLC investment adviser, Kyle Chapman has a pending investor complaint.

KYLE WILLIAM CHAPMAN
CRD#: 6303483

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

KYLE WILLIAM CHAPMAN (CRD#: 6303483), a former registered representative for AMERICAN TRUST INVESTMENT SERVICES, INC. in San Clemente, CA, has a pending investor complaint.  According to Chapman’s FINRA BrokerCheck report, Allegations are Breach of Contract and Warranties, Promissory Estoppel; Violation of California Securities Statutes; Breach of Fiduciary Duty.

The claimant is requesting $500,000.00 for alleged damages.

FINRA subsequently suspended Chapman.  The findings stated that Chapman made negligent misrepresentations and omissions of material fact when recommending a debt security to his customer. Chapman, allegedly, sent third-party risk reports to the customer that assigned a risk score to the debt security with the same risk score of cash. Chapman did not correct the customer’s belief that debt securities were a conservative investment, according to FINRA’s findings.

KYLE WILLIAM CHAPMANCRD#: 6303483

Kyle Chapman has a pending investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 9/17/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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