KITTIANY DAVIS BARRIOS Barred by FINRA – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former PFS INVESTMENTS INC. broker, KITTIANY DAVIS BARRIOS barred by FINRA
KITTIANY DAVIS-BARRIOS, kittiany davis barrios
CRD#: 6941840
KITTIANY DAVIS BARRIOS (CRD#: 6941840), a former representative for PFS INVESTMENTS INC. in CRANBURY, NJ, consented to a bar from associating with any FINRA member in all capacities. FINRA barred Barrios in connection with its investigation after PFS filed a Form U5 disclosing that Davis Barrios was permitted to resign from the firm while she was “under firm internal review for possible participation in undisclosed outside business activities and/or private securities transactions.”
KITTIANY DAVIS BARRIOS barred by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have recommended unsuitable investments.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/21/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.