Goodman & Nekvasil P.A., May Recover Investor Losses | Kirk Bertsch – Financial Advisor Kirk Bertsch Under Investigation by South Dakota Division of Insurance
Kirk Bertsch CRD #4132889
Kirk Bertsch was a formerly licensed financial advisor with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC reported to FINRA that Kirk Bertsch is under investigation of the South Dakota Division of Insurance, the nature of which involves Kirk Bertsch’s involvement with the purchase and sale of unregistered promissory notes.
Farmers Financial Solutions, LLC reported to FINRA that Kirk Bertsch was discharged on 8/27/2018. Farmers Financial Solutions, LLC reported to FINRA that The Firm’s internal review found Kirk Bertsch did not disclose or obtain prior written approval to participate in the purchase and sale of private securities transactions involving unregistered promissory notes; engaged in outside business activities without obtain prior written approval; and did not report he was contacted by a regulator for securities matters.
If you lost money on investments with Kirk Bertsch and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Farmers Financial Solutions, LLC concerning Kirk Bertsch’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kirk Bertsch and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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