Goodman & Nekvasil, P.A. May Recover Investor Losses | Kevin Snow – Financial Advisor Kevin Snow Fired by LaSalle St. Securities
Kevin Snow CRD #2903937
Kevin Snow was licensed with Lasalle St. Securities, L.L.C. from July 2016 until he was fired in March 2017. Kevin Snow is now licensed with Peak Brokerage Services, LLC. According to FINRA’s records, Kevin Snow was fired by LaSalle St. Securities, L.L.C. on March 24, 2017. LaSalle St. Securities, L.L.C. reported to FINRA that Kevin Snow’s firing related to allegations that Kevin Snow opened a brokerage account away from the firm for the purpose of holding a private placement without getting approval from the firm.
According to FINRA’s records, Financial Network Investment Corporation, another prior employer of Kevin Snow, fired Kevin Snow on June 14, 2012. Financial Network Investment Corporation reported to FINRA that Kevin Snow’s termination from the firm was related to allegations that he violated firm policies and procedures by not maintaining accurate records and by applying an accommodation signature to a client form.
If you lost any money on investments with Kevin Snow, you may be able to recover your losses from Peak Brokerage Services, LLC, LaSalle St. Securities, L.L.C., Raymond James & Associates, Inc. and/or Financial Network Investment Corporation. This is because Peak Brokerage Services, LLC, LaSalle St. Securities, L.L.C., Raymond James & Associates, Inc. and Financial Network Investment Corporation had a duty to supervise Kevin Snow.
If you lost money on investments with Kevin Snow, including private placements, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of you retaining our firm to represent you in an arbitration action against Peak Brokerage Services, LLC, LaSalle St. Securities, LLC, Raymond James & Associates, Inc. and/or Financial Network Investment Corporation. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Kevin Snow, including but not limited to private placements, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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