Kevin Regan Has An Investor Complaint – May Recover Investor Losses

Kevin Regan Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC financial adviser, Kevin Regan has an investor complaint. 

CRD#: 4726798
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

KEVIN M REGAN (CRD#: 4726798), a registered broker for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC in Ft. Lauderdale, FL, has a settled investor complaint.  According to Regan’s FINRA BrokerCheck report, Customers allege that the Representative failed to invest the trust’s funds in managed advisory accounts according to the trust provisions, and failed to advise customers of same. Customers also allege that their personal assets were not invested in accordance with their risk tolerance or circumstances. The Representative denies the allegations.

The claim settled for $155,000.00.


Kevin M Regan has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 4/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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