Kevin Marshall McCallum (Kevin McCallum) – Customer Disputes Filed Involving Financial Advisor/Broker Kevin McCallum | Goodman & Nekvasil P.A. May Recover Investor Losses
Kevin Marshall McCallum (Kevin McCallum) CRD #2222586
Kevin McCallum is a formerly licensed financial advisor with LPL Financial LLC.
According to Kevin McCallum’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Kevin McCallum.
Customer Dispute 11/22/19: Customer alleges that between 2011 and 2019 advisor made unauthorized and unsuitable purchases of thinly traded shares of medley capital corporation resulting in more than 50% concentration in the customer’s account. This customer dispute is pending.
Customer Dispute 4/19/19: Claimants allege that between 2012 and the present, advisor engaged in fraudulent transactions in unsuitable and risky investments, including the unauthorized use of margin. This customer dispute is pending.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Kevin McCallum, you may be able to recover your losses. If you lost money on investments with Kevin McCallum and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kevin McCallum’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kevin McCallum and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/21/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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