Kevin Kelly – Investor Complaints Involving High-Risk Structured Note Losses – Goodman & Nekvasil, P.A., May Recover Investor Losses
Broker and Financial Adviser, Kevin Kelly Has Investor Complaints Involving High-Risk Structured Note Losses.
Kevin Lawrence Kelly
CRD#: 2293119
Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.
Kevin Lawrence Kelly (CRD#: 2293119), a registered broker and financial adviser for AVANTAX INVESTMENT SERVICES, INC. in Atlanta, Georgia, has investor complaints.
A significant amount of CLAIMANTS’ losses allegedly stemmed from RESPONDENT’S decision to invest CLAIMANTS’ IRA accounts in auto-callable structured notes.
Customers of Kelly who purchased structured notes are being represented by Goodman & Nekvasil, P.A.
According to FINRA BrokerCheck, Kevin Lawrence Kelly (CRD# 2293119) is the subject of multiple pending customer complaints alleging that he recommended unsuitable investments, with many of the claims involving structured notes and, in certain cases, exchange-traded funds and other investment products. The pending arbitrations generally allege that Kelly recommended investments that were inconsistent with customers’ investment objectives, risk tolerance, and financial circumstances, while one complaint also includes allegations of unauthorized investment purchases.
Kevin Kelly Has Investor Complaints Involving High-Risk Structured Note Losses.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 11/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.