Kevin Gunnip – Financial Advisor/Broker Kevin Gunnip Barred from Securities Industry

Kevin Gunnip – Financial Advisor/Broker Kevin Gunnip Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Kevin Gunnip CRD #2701801

Kevin Gunnip was a formerly licensed broker/financial advisor with Morgan Stanley. According to FINRA, Kevin Gunnip was barred from the securities industry in September 2019.

According to FINRA Allegations

In 2018, FINRA began investigating allegations that Kevin Gunnip engaged in unsuitable short term trading of long-term securities. On September 3, 2019, FINRA staff sent a request to Respondent for on-the-record testimony pursuant to FINRA Rule 8210. As stated by his counsel’s email to FINRA staff on September 9, 2019, and by this agreement, Respondent acknowledges that he received FINRA’s request and will not appear for on the-record testimony at any time. By refusing to appear for on-the-record testimony as requested pursuant to FINRA Rule 8210, Respondent has violated FINRA Rules 8210 and 2010.

Goodman & Nekvasil, P.A. May Recover Investment Losses

If you lost any money on investments with Kevin Gunnip, you may be able to recover your losses. If you lost money on investments with Kevin Gunnip and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kevin Gunnip’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kevin Gunnip and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Kevin Gunnip, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Kevin Gunnip

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