Goodman & Nekvasil P.A., May Recover Investor Losses | Kent Engelke, Financial Advisor Licensed with Independent Financial Group, LLC
Kent Engelke has been licensed with Capitol Securities Management, Inc. since 2008. FINRA reports that an arbitration claim was filed involving Kent Engelke’s conduct with Capitol Securities Management, Inc. alleging that Kent Engelke invested in securities that were not in line with the trust objectives and that Kent Engelke did not advise the trustees appropriately on assets held in the account. This arbitration claim was settled for $375,000.
If you lost any money on investments with Kent Engelke, you may be able to recover your losses from Capitol Securities Management, Inc. This is because Capitol Securities Management, Inc. had a duty to supervise Kent Engelke.
If you lost money with Kent Engelke and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Capitol Securities Management, Inc. concerning Kent Engelke’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kent Engelke and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.