Brian Court – Former AEGIS CAPITAL CORP. Broker Suspended by FINRA – May Recover Investor Losses
Former AEGIS CAPITAL CORP. Broker, Brian Court Suspended by FINRA.
BRIAN KENNETH COURT, BRIAN COURT
CRD#: 2591547
BRIAN KENNETH COURT (CRD#: 2591547), a former broker for AEGIS CAPITAL CORP. in MELVILLE, NY, was recently suspended for one-month after the broker consented to FINRA sanctions.
According to the FINRA AWC, Court exercised discretion without written authorization in connection with 604 trades in 10 customers’ accounts.
Brian Court – Former AEGIS CAPITAL CORP. Broker Suspended by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/29/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.