Kenneth Joseph Judd Employment Separation After VALKYRIE EQUITIES CORPORATION Allegations – Goodman & Nekvasil, P.A. May Recover Investor Losses
Kenneth Joseph Judd Employment Separation After VALKYRIE EQUITIES CORPORATION Allegations.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
CRD#: 7110607
Kenneth Joseph Judd CPA (CRD#: 7110607), a former registered representative for VALKYRIE EQUITIES CORPORATION in Farmers Branch, TX, was permitted to resign by VALKYRIE EQUITIES CORPORATION. According to Judd’s FINRA BrokerCheck report, Fingon was permitted to resign for alleged violation of the anti fraud provisions of 10B9; Code of conduct knowingly breaking escrow when funds were not raised and questions being raised around two key violations 1. Deferring commission thereby concealing them so that they would not be reported in the financial transaction. The deliberate deferring of commission prevented the discovery of the escrow break on financial statements. There is reason to believe that the issuer and Mr. Judd may have acted in collusion although this is still pending investigation. The difficultly lies in the departure of Mr. Judd and the access to the issuer which is outside the control of VEC. For example, the issuer’s attorney and provided document suggest that fund raised may have been a loan by the issuer. This is unproven but is suspicious.
Kenneth Joseph Judd Employment Separation After VALKYRIE EQUITIES CORPORATION Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/22/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.